_________________________________________________________________ VOLUME 1, ISSUE 6 PSYCHNEWS INTERNATIONAL October 1996 _________________________________________________________________ SECTION B: THE FIFTH COLUMN 1/2 -------------------------------------------------------- Note: The Fifth Column is a regular, independent column written by Jeffrey A. Schaler, Ph.D. For this issue, Dr. Schaler has invited his colleague Stanton Peele, PhD, to contribute to the PsychNews as guest columnist. Opinions and comments are invited. Please send them to the PsychNews Int'l mailbox: pni@badlands.nodak.edu -------------------------------------------------------- THE RESULTS FOR DRUG REFORM GOALS OF SHIFTING FROM INTERDICTION/PUNISHMENT TO TREATMENT (1) Stanton Peele, Ph.D. (2) ABSTRACT The most popular idea in drug reform is that money now spent on interdicting drugs and arresting and imprisoning drug abusers should instead be spent on treating drug users. However, the likely results of such an expansion of treatment -- based on the current example of massive treatment of alcohol problems in the U.S. -- would seem to be counter to critical drug policy reform goals. These goals include provision of care and enhanced treatment for the severely addicted, acceptance of nonharmful illicit substance use, diminution of moralism in public health and policy towards substance use, and elimination of guilt and self-doubt among controlled drug users. Expansion of alcohol treatment in the U.S. has not led to adoption of treatments demonstrated to be effective but rather supports moralistic approaches that capitalize on deep- seated American ambivalence towards alcohol. Finally, there is no evidence that substance abuse treatment reduces overall substance abuse rates. In the case of alcohol, expanded treatment has coincided with greater numbers of Americans reporting they are alcohol dependent, while studies of community populations find that untreated alcohol and drug dependent subjects fare better than those who are treated. TREATING DRUG USE The most popular version of drug reform is that we should shift funds from our massive drug interdiction and law enforcement efforts to the treatment of people with drug problems. The failures of current punitive approaches are so obvious, and the value of treatment is so unquestionable, that a wide range of those involved in substance abuse policy and treatment endorse this shift. There is also a large industry engaged in propagandizing on behalf of this position. On the Internet (www.health.org/csat/) and through other media, "Treatment Works! Month" is celebrated annually. "Designed by SAMHSA (Substance Abuse and Mental Health Services Administration)/CSAT (Center for Substance Abuse Treatment) with the cooperation of the National Association of Alcoholism and Drug Abuse Counselors (NAADAC), these promotional materials will help educate people throughout your state, county, city or community about the true value of treatment and the fact that it really works." September 1996 is the 7th annual celebration of Treatment Works! Month. It's time to celebrate and promote the fact that treatment is an effective way of tackling American's substance abuse problems. Treatment not only saves the taxpayer a tremendous amount of money in the long run, it also saves lives; reduces crime and health care costs; and reunites families. In short, treatment helps everyone, not only the individual battling addiction. AN OPPOSING POSITION This presentation looks to the massive alcohol treatment that already exists in the United States for likely clues about where a grossly expanded drug treatment system would take us. Alcohol is, after all, legal, and presumably the only problem with alcohol use is when it becomes abusive, at which point treatment is the indicated response. This seems like the ideal towards which many in the drug policy field aspire. But we shall see that some key goals of drug reform are not in fact the likely results of making the shift to a policy like that followed in the United States towards alcohol. Some of the goals from shifting from a punitive towards a treatment-oriented drug policy reform are pictured in Table 1: Table 1 GOALS OF A LESS PUNITIVE DRUG POLICY INTENDED GOAL LIKELY RESULT harm reduction warehousing, homelessness more treatment of addicts reject addicts as clients less moralism zero-tolerance/moralism accept controlled use treatment of casual users greater personal freedom more coercive treatment acceptance of drugs ambivalence around drug use, more self-labeling by users THE EXPLOSION IN ALCOHOLISM TREATMENT The fate of alcoholism treatment illustrates how these likely results will come about. Table 2 depicts changes in alcohol treatment beds in the United States between 1978 and 1984. Table 2 CHANGES IN ALCOHOLISM BEDS 1978-1984 1978 1984 Government 10,240 10,458 Not for profit 4,952 11,520 For profit 813 4,003 Total 16,005 25,981 Source: USDHHS (1987), p. 121 The total number of beds increased dramatically in this six- year period (62 percent), but only among non-governmental non- profit (133 percent) and for-profit (390 percent) institutions (USDHHS, 1987). State, municipal, and federal hospital beds for alcoholics remained constant. This shift occurred in a burst, but is part of a long-term increase in treatment of alcoholics, much of which comprised AA group attendance (AA claimed 6,000 members in the United States in 1941 and 1,127,471 members in 1995; A.A., 1995). The 1978-1984 period represented a sharp upturn in an overall upward trend in hospital treatment of alcoholism. This shift occurred because federal funding for alcohol treatment in the mid-1970s took the form of block grants which permitted states to support private institutions, as well as due to an expansion in coverage for alcohol abuse by private insurers (Peele, 1991). Soon after this period, insurers withdrew support for large-scale inpatient treatment because of data indicating the hospital treatment for alcohol problems was not cost- effective (Miller and Hester, 1986). However, total alcohol treatment in the United States remains high to the present, both historically and in comparison with other countries (Room and Greenfield, 1993). WHO IS BEING TREATED? -- NOT STREET ALCOHOLICS That the number of beds dedicated to alcoholics in public institutions remained constant indicates that no greater number of low-income and underclass or homeless alcoholics were being handled during a period of massively expanded alcoholism treatment. Among the reasons for this: (1) the financial rewards for treating such uninsured and impoverished populations are limited, (2) these populations are often less personable, more intransigent, and less popular among treatment providers than are middle class drinkers. For these alcoholics in municipal, state and federal institutions, evidence is of very low remission rates (one study found that 7 percent of alcoholics treated in an inner-city hospital alcoholism unit survived and were in remission 5-8 years later; Helzer et al., 1985), leading to either a revolving-door or warehousing approach to inner-city or other poor treatment clients. Certainly, middle-class alcoholics became much more visible and common alcoholism patients, particularly in private hospitals. The most visible example of this client was Betty Ford. But the typical new alcohol treatment enrollee was more likely an adolescent. In any case, the new client was better-off economically, likely to be insured, better-behaved, and didn't drink as much as earlier clinical alcoholics. Although no comparative data are available, by the end of 1980s a substantial number of Americans over the age of 18 had been in treatment. A 1990 general population survey found that 4 percent of U.S. men (1 percent of women) had sought formal help (including A.A.) for a drinking problem in the past year, and 8 percent (2 percent of women) had done so at some point in their lives (Room and Greenfield, 1993). Unfortunately, Room and Greenfield gave no breakdowns by any social, educational, or economic indicators. If the greatest growth in treatment was among employed and middle-class drinkers, then we would not expect the plight of street inebriates to improve. Indeed, during a period of rapidly expanding provision of alcohol treatment, probably the number of homeless alcoholics -- which had already begun to climb -- continued to grow rapidly. A survey of Baltimore homeless in the 1980s (Breakey et al., 1989) found that, while major mental illnesses were very prevalent (42% of men; 49% of women), alcohol disorders were more so (among men 68%; 38% of women). In the 1950s through the 1960s, in many urban centers, such alcoholics were privately handled through a series of SRO (single-room- occupancy) hotels and through "flop houses." Income from federal assistance programs and even panhandling were sufficient to gain a berth in these establishments, which were highly tolerant of their clientele's drinking habits (think of Charles Bukowski's novel -- and the film -- "Barfly"). But the 1960s and 1970s saw urban renewal and "yuppification" eradicate such housing in many urban centers. There is no longer, for example, a Bowery in lower Manhattan. The idea that those on the public dole or panhandlers could afford to live in this district today is impossible to imagine. At the same time, charity institutions in the United States charged with housing the poor and/or homeless, including both private groups such as the Salvation Army and homeless shelters, typically exclude drinkers or intoxicated residents. In other words, there is no existing basic subsistence "harm reduction" structure in place in the United States. This is not because there are not abundant AA chapters or Salvation Army units and other religiously-oriented missions willing to assist the street alcoholic, or because there aren't many homeless shelters (although perhaps not enough to handle all potential clients). But continued drinking by many street alcoholics runs afoul of the ground rules of such institutions, which are steeped in a no-use moralism which dictates that help can only be offered to those willing and able to stop drinking. THE GROWTH IN ALCOHOL DEPENDENCE PROBLEMS Meanwhile, Table 3 reveals that growing numbers of Americans were reporting serious alcohol problems in the 1980s. The number of American men reporting alcohol dependence symptoms in 1984 more than doubled, while it grew one-and-a-half times for women, compared with the 1967 survey (Blake and Clark, 1991). This was at the tail end of a period of rapidly expanding treatment, and at a time when alcohol consumption had begun to drop steadily. Blake and Clark found consumption did not increase between 1967 and 1984, nor did actual patterns of drinking change (except for an increase in abstainers!). Thus, without drinking more, and while undergoing much more treatment, Americans reported far more alcohol dependence symptoms (the most severe symptoms of alcohol abuse) in the 1980s. Table 3 CHANGES IN DRINKING PROBLEMS 1967-1984 Men Women 1967 1984 1967 1984 Dependence 8.2 18.8* 5.2 8.2* Symptoms+ Age 23-29 13.5 31.0* 9.5 18.1 30-39 7.5 18.0* 6.0 9.3 40-49 7.6 21.9* 5.2 8.4 50-59 9.1 8.8 1.2 0.5 60+ 3.1 9.2 3.3 0.6 Education < high school 8.4 21.0* 6.6 12.1 H.S. graduate 7.8 22.2* 2.2 5.7 some college 9.9 16.3 7.2 8.3 college grad 6.9 14.4 5.5 9.0 Income above median 8.6 20.4* 5.9 9.0 below median 8.1 17.7* 4.8 7.6 +within last year, skipped meals, loss of memory, couldn't stop, binges * significance level < .05 Source: Hilton and Clark (1991) These figures are especially interesting because earlier surveys had revealed very few people (fewer than one percent) who had consumption and problem levels typical for those who at the time entered treatment clinics (Room, 1980). One argument had been that genuine alcoholics were hard to reach by such surveys. Thus, the growth in reported dependence-type symptoms occurred among the non-skid-row-type of alcoholic who used to typify alcoholism. Nonetheless -- despite reporting skipping meals, blackout drinking, an inability to stop, and binge drinking -- these drinkers still drank less than the median 17 drinks daily in a treated population in the mid-1970s (Polich et al., 1981). What characterizes the new "alcoholic," other than that many are functioning as ordinary members of society? Although dependence symptoms increased among all groups of men and women, Table 3 shows the highest incidence of such symptoms occured among lower education respondents -- for example, a 184 percent jump among men with only a high school degree. But, although more lower education respondents reported alcohol dependence symptoms, higher income respondents were somewhat more likely to experience these. In addition, alcohol dependent respondents were younger: almost a third of men 23-29 reported dependence symptoms, a 130 percent increase in this age group between 1967 and 1984. Dependence symptoms did not increase significantly for those over 50, but among middle-aged men (40-49), the increase in those reporting dependence symptoms was 188 percent. In summary, alcoholism treatment expanded dramatically among the middle class beginning in the 1970s and continuing to the 1990s. Those diagnosed as alcoholic (self-diagnosed or otherwise) included middle class Americans, but more often Americans with less education (but more income) than average. These groups, however, are distinct from the contemporary homeless alcoholic or the severely clinical alcoholic that typified hospital treatment in prior years. One popular argument has been that a large group of invisible but substantial alcoholics was being discovered in this period. Considering a definition of alcoholism as out-of-control drinking, many of these "functioning" alcoholics may have drunk too much for their own good, but they seem far from being unable to manage their existences. THE NATURE OF TREATMENT When hospital inpatient treatment was growing, it was nearly entirely 12-step based. While alcoholism shifted from inpatient to outpatient in the late 1980s, the nature of the treatment remained the same. This is despite the fact that treatment efficacy studies had consistently shown the typical treatment provided in these programs to be ineffective. Miller and his colleagues (1995) ranked 43 treatments in terms of 217 published clinical research trials, although 13 therapies (including AA) had too few studies to be definitively rated. (Table 4) Of the treatments reliably rated, brief interventions had the highest score, followed by social skills training. These social skills include those required to avoid drinking situations, to cope with stressful settings, and to deal with bosses, spouses, children, and other relationships. At the bottom of the list of effectiveness were general alcoholism counseling and educational lectures and films about alcoholism. AA had the lowest score among treatments that had been inadequately tested. Table 4 MOST AND LEAST EFFECTIVE ALCOHOLISM TREATMENTS Highest Rated Brief interventions +239 Social skills training +128 Motivational enhancement +87 Community reinforcement +80 Behavioral contracting +73 Lowest Rated Metronidazole -102 Relaxation training -109 Confrontational counseling -125 Psychotherapy -127 General alcoholism counseling -214 Educational programs about alcoholism -239 Methods with Too Few Tests to be Reliably Rated Sensory deprivation +40 Developmental counseling +28 Acupuncture +20 ...... Calcium carbimide -32 Antipsychotic medication -36 AA -52 Source: Miller et al. (1995) As Miller et al. noted, it is the treatments with the worst clinical records that are almost universally employed by American alcoholism programs. Educational lectures and general alcoholism counseling in the United States are almost entirely 12-step and disease oriented, while the successful treatments are specifically non-disease oriented. Table 5 lists the differences between the disease school of thinking and what I call the life process approach (Peele et al., 1991). American treatment programs reject these innovations in treatment that have been shown to be considerably more effective than current practices. For example, brief interventions -- by utilizing reduced drinking goals for patients and not labeling them as "alcoholics" -- run afoul of the basic tenets of AA. Table 5 DIFFERENCES BETWEEN THE DISEASE AND LIFE PROCESS APPROACHES TO ADDICTION Disease Model Life Process Program Addiction is inbred Addiction is a way of (genetic, biological) coping with life experience Everyone gets Design a treatment that same therapy fits individual Must accept addict/ Focus on problems, alcoholic identity not labels Therapy and cure are Person arrives at own goals dictated to person and therapy plan Person either addicted Addiction will vary or not depending on situation Addictive symptoms are Person must identify drummed into person negative consequences for self Claims of being okay Positive aspects of self-image are attacked as denial are accepted and amplified Person taught he has no The need for control and control/cannot choose making choices is fostered Focus on addiction Focus on dealing with environment Total abstinence is the Improved control and relapse only treatment goal reduction are sought Primary social supports Primary social supports are fellow addicts are work, family, friends Require same treatment/ Treatment or group group support forever support evolves over life Person must always think Can outgrow addiction of self as addict and no longer need to think of self as an addict Source: Peele et al. (1991), p. 174 Thus, the standard for treatment remained the 12-step approach which is heavily didactic, built on the concept that alcoholics are out of control and need to be compelled to enter treatment, and that all drinking problems require abstinence. Meanwhile, drug treatment has already shifted in the 12-step direction. That is, drug treatment in the U.S. has historically offered a wider set of treatment modalities than alcohol treatment. For example, therapeutic communities, methadone maintenance, skills-oriented training, and so on -- which reflect some of the modalities found most effective in alcoholism treatment -- were already part and parcel of the array of available drug abuse treatments. As drug treatment has expanded, the influence of the 12-step approach has grown, and it has become part of practically every treatment program in America. The lack of demonstrated efficacy of AA and its continued dominance in American treatment is a social phenomenon well worth analyzing on its own. AA appeals to American religious fundamentalism, as expressed in its nineteenth century revivalist style involving public confession, contrition, and restitution. The success of AA is a tribute both to its appeal to fundamental tenets of American culture and to the skills of Marty Mann and subsequent gifted AA marketers. The morality tale of the repentant sinner who used to enjoy drinking and intoxication but who now recognizes the folly of his ways and the need for abstinence will always be a sure seller in the United States. Likewise, this tale will market well as drug treatment expands. The marijuana smoker or cocaine user who used to enjoy the high life but who now sees the error of his ways, affirming the correctness of his sober and abstemious brethren, will soon dominate drug treatment the way it does alcohol treatment (as it already shows signs of doing). William Bennett and succeeding drug tsars, drug education specialists, and U.S. presidents are always on the look out for such spokespeople for the cause of treatment. -------------------------------------------------------- [continued in next file] _________________________________________________________________